Key Takeaways
1. Nationalism: Identity Rooted in a Sovereign "People"
The idea which lies at the core of nationalism is the idea of the "nation."
A conceptual revolution. Nationalism fundamentally redefines individual identity by locating its source within a "people," which is perceived as homogeneous, the bearer of sovereignty, and the central object of loyalty. This concept emerged from a semantic evolution of the Latin word natio, initially a derogatory term for foreigners, transforming through "community of opinion" and "elite" to signify a "sovereign people" and eventually a "unique sovereign people." This conceptual shift was not merely linguistic but signaled a profound change in social existence.
Elevating the populace. The crucial transformation occurred when the word "nation," previously denoting an elite, was applied to the entire population of a country, making it synonymous with "people." This act symbolically elevated the populace, stripping "people" of its derogatory connotations and imbuing it with the positive meaning of the bearer of sovereignty and the supreme object of loyalty. This conceptual revolution implied a dramatic redefinition of social hierarchy, where members of all orders could identify with a group previously associated with the "rabble."
An emergent phenomenon. Nationalism is an "emergent phenomenon," meaning its nature is determined not by its constituent elements (like common territory, language, or history), but by an organizing principle that unifies these elements and gives them special significance. This principle is the idea of the "nation" itself. Consequently, nationalism is not necessarily particularistic; a "United States of the World" with sovereignty vested in its population would, in this framework, be a nation.
2. Two Divergent Paths: Individualistic vs. Collectivistic Nationalism
Democracy was born with the sense of nationality. The two are inherently linked, and neither can be fully understood apart from this connection.
Democracy's birthplace. The modern national idea, by locating sovereignty within the people and recognizing fundamental equality among its strata, inherently links nationalism with democracy. Where nationalism developed organically from these principles, an individualistic-libertarian form emerged, seeing popular sovereignty as the implication of actual individual sovereignty. This type of nationalism is civic, meaning nationality is open and voluntary, tied to citizenship.
The rise of authoritarianism. As nationalism spread to different societies, the emphasis shifted from the sovereign character of the people to its uniqueness. This led to a collectivistic-authoritarian form, where theoretical popular sovereignty became an implication of the people's distinctiveness. In this model, the national principle reflects a collective being, often leading to authoritarian ideologies where a select few interpret the "collective will," and fundamental inequality persists between interpreters and the masses.
Civic vs. ethnic definitions. Collectivistic nationalism can be civic, but more often manifests as ethnic particularism, where nationality is believed to be inherent and unchangeable, tied to genetic characteristics rather than individual will. This contrasts sharply with individualistic-libertarian nationalism, which is necessarily civic. These categories serve as models, with real-world nationalisms often being mixed, but with varying compositions that reveal their underlying tendencies.
3. England: The Genesis of Individual Liberty and Civic Nationhood
The concept of the nation presupposed a sense of respect toward the individual, an emphasis on the dignity of the human being.
A new aristocracy's need. Nationalism first emerged in 16th-century England, driven by a profound social transformation. The extinction of the old feudal nobility and the rise of a new, merit-based aristocracy created a need for a new legitimating ideology. The idea of the "nation" – a homogeneously elite people – appealed to this new elite, as it symbolically elevated every Englishman to a position of dignity and justified their ascent based on merit rather than birth.
Protestantism's catalytic role. The Protestant Reformation, particularly its emphasis on the "priesthood of all believers" and the widespread reading of the English Bible, profoundly reinforced this individualistic ethos. It fostered a novel sense of individual dignity among common people, making them receptive to the national idea. The Marian persecutions further solidified the link between Protestantism and national identity, as martyrs' defiance in the face of religious oppression was seen as a defense of English liberties.
Liberty and reason as core values. English nationalism became synonymous with individualistic-libertarian principles:
- Man as an active, rational being.
- Autonomy of individual conscience.
- Civic liberty and political participation.
- The nation as a community of free and equal individuals.
This framework, emphasizing reason and individual rights, laid the groundwork for modern democracy and later influenced the American conception of nationhood.
4. France: From Royal Absolutism to a Collectivistic, Statist Nation
All sovereignty resides essentially in the Nation. No body, no individual can exercise authority which does not explicitly emanate from it.
Evolution of French identity. French identity, predating nationalism, evolved from a religious devotion to the "most Christian king" to a political loyalty to the "state." This process, driven by royal centralization and figures like Richelieu and Louis XIV, sacralized the abstract concept of the state, making it an ultimate good and source of values, distinct from the monarch's person. This laid the groundwork for a collectivistic understanding of political authority.
Aristocratic crisis and the "Tocqueville effect." By the 18th century, the French nobility, stripped of political power but retaining social privilege, experienced acute status anxiety. This "Tocqueville effect" – the unbearable inconsistency between their aspirations and reality – led them to seek a new identity. They embraced the idea of the "nation," initially to redefine their own preeminence, but inadvertently paved the way for a more inclusive, yet still collectivistic, national identity.
Ressentiment and the "Grande Nation." The French Revolution, fueled by this aristocratic discontent and a pervasive ressentiment against perceived English superiority, transformed the abstract state into the "Nation" as the supreme being. Influenced by Rousseau's concept of the "general will," French nationalism became:
- Collectivistic and statist, prioritizing national unity over individual rights.
- Xenophobic, particularly Anglophobic, seeing England as a rival to be surpassed.
- Crusading, believing France, as the "Grande Nation," had a universal mission to spread liberty and equality (often by force).
This led to a unique, ambivalent national character, where liberty often meant submission to the collective will.
5. Russia: Ressentiment and the Forging of an Ethnic, Authoritarian Identity
We too are men.
Autocratic nation-building. Peter the Great and Catherine the Great, through forceful Westernization, inadvertently laid the foundations for Russian nationalism. Peter introduced concepts like "state" (gosudarstvo) and "fatherland" (otechestvo), shifting loyalty from the personal tsar to an impersonal entity. Catherine, a convinced nationalist, further propagated these ideals, emphasizing Russia's European status and instilling a sense of national pride, often through rhetorical appeals to the "Russian Fatherland."
Nobility's identity crisis. The Russian nobility, traditionally a service estate dependent on the tsar, faced a profound identity crisis. Peter's Table of Ranks linked status to service, opening nobility to commoners and undermining lineage. While later tsars granted privileges, the nobility's lack of inherent status and continued dependence on the autocrat created deep insecurity. This made them receptive to nationalism, which offered a new, unassailable source of dignity.
The West as anti-model. Russian nationalism was profoundly shaped by ressentiment – an existential envy and sense of inferiority relative to the West. Initial admiration for Europe gave way to denial and then a transvaluation of values:
- Russia's perceived backwardness was reinterpreted as spiritual superiority.
- Western reason was rejected in favor of the "enigmatic Slavic soul" – emotional, spontaneous, unlimited.
- The "people" (peasantry), despite serfdom, became the symbol of this pure, unthinking national soul, rooted in "blood and soil."
This led to an ethnic, collectivistic, and authoritarian nationalism, often expressed in a cycle of optimistic Westernization followed by pessimistic Slavophilic withdrawal and anti-Western sentiment.
6. Germany: Romanticism, Racial Purity, and the Totalitarian State
The German alone can ... be a patriot; he alone can for the sake of his nation encompass the whole of mankind; contrasted with him from now on the patriotism of every other nation must be egoistic, narrow and hostile to the rest of mankind.
The marginalized intellectuals. German nationalism emerged late (early 19th century) and rapidly, driven by the Bildungsbürgertum – educated middle-class intellectuals. Unlike other European nobilities, the German aristocracy remained largely content and aloof. These intellectuals, frustrated by their marginal status in a rigid, traditional society that failed to reward their "enlightened" reason, sought a new identity and purpose.
Pietism and Romanticism as precursors. Their predicament led them to reject the unfulfilled promises of the Aufklärung (Enlightenment) and embrace Pietism and Romanticism.
- Pietism (German Puritanism): Emphasized emotion, inner experience, community of the faithful, and sacralized suffering and death.
- Romanticism: Secularized Pietist emotionalism, glorified "genius" (original, unlearned creativity), rejected reason as alienating, and idealized a "whole man" in an "organic" community.
These traditions provided the cultural mold for German national consciousness.
Ressentiment and the "Urvolk." The Napoleonic invasion provided the catalyst, uniting disparate German strata in common humiliation and making intellectuals the leaders of a new national cause. This nationalism was born anti-French and deeply imbued with ressentiment against the West. German identity was defined as:
- The "universal nation," destined to lead humanity through its superior "German mind."
- Characterized by a pure Ursprache (original language) and Urvolk (original people), implying racial purity.
- Glorified war as a purifying, ennobling force.
This potent mix of Romantic ideals, anti-Western ressentiment, and racial purity laid the groundwork for later totalitarian ideologies like National Socialism, which saw the "Jew" as the embodiment of the hated, materialistic West.
7. America: An Idealistic Nation Forged in Liberty and Equality
Our country stands, therefore, more than any other, as the realization of the unity of the race.
Inherited English identity. American national identity was unique because it was inherited, not created, by the English settlers. They arrived as citizens of a nation, bringing with them English nationalism's core values of liberty, equality, and reason. This made American nationalism fundamentally idealistic, focused on principles rather than primordial ties, and preceding the formation of a distinct American identity or institutional framework.
The drive for self-government. The inherent individualistic-libertarian nature of English nationalism contained a drive for self-government and independence. When British policies after 1763 were perceived as infringing upon these birthrights, Americans, believing themselves "better English than the English," found justification for secession. The Declaration of Independence universalized these English liberties into "inalienable rights" of man, further cementing America's commitment to universalistic ideals.
A union of necessity and ideals. The formation of the United States was a "union begun by necessity," a pragmatic compact of sovereign individuals rather than a metaphysical unity. The Constitution, a compromise between nationalist (federalist) and states'-rights views, solidified a composite sovereignty. Factors like westward expansion, immigration, and the development of a national ethos (promoted by intellectuals) gradually fostered a sense of unity. However, this unity was always balanced by a commitment to individual freedom and pluralism, making America a "nation of nations" rather than a monolithic entity.
8. The Driving Force: Status Anxiety and the Quest for Dignity
It would be a strong statement, but no overstatement, to say that the world in which we live was brought into being by vanity.
The universal quest for status. Across all five case studies, the emergence of nationalism is inextricably linked to a profound preoccupation with status and dignity. Whether it was the English aristocracy seeking to justify its new position, the French and Russian nobilities striving to protect their threatened privileges, or German intellectuals yearning for recognition commensurate with their education, the desire for status acted as a primary catalyst for social transformation.
National identity as a psychological reward. Nationalism offered a powerful solution to status anxiety by symbolically elevating every member of the national community. It provided an unassailable sense of dignity, ensuring that individuals, regardless of their social standing, could never fall so low as to lose their fundamental self-respect. This psychological gratification, the inherent status-enhancing quality of nationality, made it a compelling and enduring force.
Beyond material interests. While economic and political interests often intertwined with the rise of nationalism, the underlying motivation was frequently deeper. Taxation without representation for Americans, for instance, was as much an insult to their pride as an injury to their economic interests. This highlights that nationalism is not merely a response to material conditions but a profound cultural and psychological phenomenon driven by the human need for recognition and belonging.
9. Nationalism: The Enduring Foundation of Modernity
Nationalism is a historical phenomenon. It appeared in one age and it can disappear in another. But if it does, the world in which we live will be no more, and another world, as distinct from the one we know as was the society of orders that it replaced, will replace it.
A world shaped by vanity. The modern world, with its political and cultural structures, is largely a product of nationalism, born from the vanity and status anxieties of elites in the old "society of orders." This transformation replaced the old hierarchical system with a new one based on nationality, accelerating change and channeling it in specific directions. The fundamental framework of modern politics – a world divided into nations – is a direct realization of nationalist imagination.
Diverse impacts on political and economic life. The internal political structures of nations reflect their original definitions of nationality: individualistic-civic forms lead to liberal democracies, while collectivistic-ethnic forms tend towards authoritarianism. Nationalism also influences economic behavior by shaping ethics, attitudes towards wealth, and government policies. The association of "capitalism" with liberal societies, for instance, often stemmed from nationalist ressentiment against politically advanced nations.
The enduring power of identity. National identities, though rooted in often forgotten historical circumstances, persist due to the psychological rewards they offer. They provide a sense of pride and belonging, even if the original interests that forged them are no longer relevant. While national identities can change, such redefinitions are rare, and the fundamental motivations and patterns of behavior often endure for centuries, continuing to shape global destinies.
Last updated:
Review Summary
Nationalism receives a 3.77 rating, praised for arguing that nationalism drives modernity rather than the reverse. Greenfeld examines England, France, Germany, Russia, and America's transformations through nationalism's lens. Reviewers appreciate her detailed historical analysis and bold theoretical position. Criticisms include excessive length, repetitive examples, inconsistent methodology across cases, and taking political language too literally. Some question whether she discusses nationalism or proto-nationalism. Despite being dense and challenging, readers interested in nationalism studies find it rewarding and original.
