Key Takeaways
1. The American Constitution, though revered, demands critical re-evaluation against democratic ideals.
Why should we feel bound today by a document produced more than two centuries ago by a group of fifty-five mortal men, actually signed by only thirty-nine, a fair number of whom were slaveholders, and adopted in only thirteen states by the votes of fewer than two thousand men, all of whom are long since dead and mainly forgotten?
Challenging reverence. Many Americans view the Constitution with an almost religious reverence, seeing it as a sacred text crafted by exceptionally wise men. However, this unquestioning faith, while fostering national cohesion, is a fragile foundation for democracy and hinders necessary critical examination. The author urges a shift from veneration to pragmatic assessment.
Questioning legitimacy. The legitimacy of the Constitution should derive solely from its utility as an instrument for achieving democratic values, not from its age or the intentions of its original framers. This perspective invites fundamental questions about whether the document truly reflects the considered will of Americans today, given that most have never had an opportunity to express their consent to its current form.
Democratic standards. The core inquiry is how well the existing constitutional system meets contemporary democratic standards. If it falls short, and if other advanced democracies have adopted vastly different, potentially superior, systems, then a serious re-evaluation is not just permissible but necessary to align the nation's foundational document with its evolving democratic aspirations.
2. The Framers, despite their wisdom, were limited by their era, embedding undemocratic elements into the Constitution.
Wise as the Framers were, they were necessarily limited by their profound ignorance.
Historical constraints. The Framers, though talented, operated within the profound limitations of their time, lacking historical models for a large-scale representative republic and unable to foresee future democratic developments. Their knowledge, while the best available in 1787, was insufficient to design a constitution perfectly suited for a dynamic democratic future.
Practical compromises. The Constitution was not a product of pure philosophical design but a series of pragmatic compromises necessary to secure agreement among diverse interests. Key concessions included:
- Slavery: Preserving the institution to ensure southern states' participation.
- Senate Representation: Granting equal representation to small states, despite objections from figures like Madison and Wilson, to prevent the Convention's collapse.
- Executive Selection: The electoral college was a last-minute, desperate improvisation, not a confident design.
Undemocratic features. Judged by later democratic standards, the original Constitution contained several significant shortcomings. These included:
- Failure to abolish slavery or guarantee suffrage.
- An executive selection process insulated from popular majorities.
- Senators chosen by state legislatures, not directly by the people.
- Equal state representation in the Senate, disproportionately empowering smaller states.
- Lack of clear limits on judicial power, leading to "judicial legislation."
- Limited congressional power to regulate the economy, hindering modern governance.
3. The American constitutional system stands as a unique outlier, largely uncopied by other advanced democracies.
Yet among the countries most comparable to the United States and where democratic institutions have long existed without breakdown, not one has adopted our American constitutional system.
A unique design. Among the twenty-two advanced democratic countries, the American constitutional system is not merely unusual; it is unique. Other stable democracies have consistently rejected its core features, opting for fundamentally different arrangements. This raises questions about the presumed superiority of the American model.
Key differences from other democracies:
- Federalism: While some are federal, most are unitary, and federalism in the US was a historical necessity, not a free choice.
- Bicameralism: Strong bicameralism, particularly with unequal representation, is rare. Many unitary democracies have abolished or significantly weakened their second chambers.
- Unequal Representation: The US Senate's extreme unequal representation (e.g., a Wyoming vote worth ~54 times a California vote) is unparalleled, often serving to protect privileged minorities.
- Judicial Review: The extensive power of unelected judges to strike down national legislation is far more controversial and less common elsewhere.
- Electoral System: The "first-past-the-post" (winner-take-all) system for legislative elections is rare, with most democracies preferring proportional representation.
- Presidential System: The US is almost alone in having a single, popularly elected chief executive with significant constitutional powers; most others are parliamentary.
Evolutionary divergence. The Framers could not foresee the evolution of parliamentary systems, which became the dominant model for democracies worldwide. The British system they admired was already undergoing changes towards parliamentarism, a development too late for them to incorporate. This historical context explains why the US developed a distinct path.
4. The Electoral College is a fundamentally flawed, undemocratic relic that frequently subverts majority rule.
The nation was focused once again on an anomalous institution that had originated in the Framers’ search for a suitable way to elect the new republic’s chief executive.
A desperate improvisation. The Electoral College was a last-minute, desperate compromise by the Framers, who were "perplexed" by how to select a republican executive and had exhausted other options. Their hope for independent, wise electors was immediately shattered by the rise of political parties, transforming electors into mere party agents.
Inherent democratic defects:
- Popular vote vs. Electoral vote: A candidate can win the presidency with fewer popular votes than their rival (e.g., 2000, 1876), occurring in four elections.
- Minority presidents: In 18 elections, presidents have won without a majority of the popular vote, often due to third-party candidates.
- Unequal voter representation: Due to fixed electoral votes per state, a Wyoming resident's vote is worth almost four times a California resident's vote in the Electoral College.
Winner-take-all exacerbation. The state-level "winner-take-all" allocation of electoral votes, a practice adopted by states, not constitutionally mandated, further compounds these defects. It reduces incentives for candidates to campaign in "safe" states, discourages third parties, and can depress voter turnout.
Resistance to reform. Despite strong public support for reform (e.g., 81% for direct popular election in 1968), amending the Electoral College is nearly impossible. The Senate, where small states hold disproportionate power, consistently blocks such amendments, effectively exercising a minority veto over changes that would reduce their influence.
5. The American "hybrid" constitutional system performs no better, and often worse, than other democratic models.
On the contrary, compared with other democratic countries our performance appears, on balance, to be mediocre at best.
A unique hybrid. The American constitutional system is neither predominantly majoritarian (like Britain) nor proportional (like most European democracies); it's a unique hybrid. This mixed design may possess the disadvantages of both systems without fully realizing the virtues of either, leading to an opaque and complex governance structure.
Challenges to accountability and consensus:
- Divided government: Control of the presidency and Congress by different parties is common (over 60% of the time since WWII), often leading to legislative stalemates.
- Multiple majorities: Three different popular majorities (President, House, Senate) often do not align, making it difficult to pinpoint responsibility for policy outcomes.
- Presidential mandate myth: The president's claim to represent "the American people" or have a "mandate" is often a shaky assertion, further complicating accountability.
Mediocre performance metrics. When compared to other advanced democracies across various indicators, the US performance is often underwhelming. For example:
- Incarceration rate: Highest among 18 democracies.
- Rich-poor ratio: Fourth greatest among 18 democracies.
- Voter turnout: Second lowest among 22 democracies.
- Social expenditures: Second lowest among 18 democracies.
- Foreign aid: Lowest among 19 democracies.
No performance advantage. There is no convincing evidence that the American hybrid system outperforms more fully consensual or majoritarian systems in macroeconomic management, control of violence, or overall governmental effectiveness. In fact, consensual democracies often show a slightly better record in these areas, and clearly outperform majoritarian systems in the quality of democracy and public policy orientation.
6. Political equality is a justifiable and increasingly achievable moral imperative, foundational to genuine democracy and liberty.
That all human beings are created equal, that they are endowed by their Creator with certain inalienable Rights, that among these are Life, Liberty, and the Pursuit of Happiness.
Moral and practical foundations. The pursuit of political equality and democracy is justified by two fundamental judgments:
- Intrinsic equality: All human beings possess equal intrinsic worth, and their interests deserve equal consideration in governance.
- Prudential judgment: No single person or group is so uniquely qualified to govern that they should hold complete and final authority over others.
Historical progress. Despite historical denials of equality (e.g., for women, slaves, Native Americans), the past two centuries have witnessed an "inexorable increase in the equality of conditions" and a monumental global movement towards political equality. This progress, though incremental and imperfect, demonstrates that political equality is a realistic and achievable goal.
Democracy requires liberty. The supposed conflict between liberty and equality is spurious. Democracy, both as an ideal and a practical system, inherently requires a substantial body of fundamental rights, liberties, and opportunities. These include:
- Rights to vote in free and fair elections.
- Freedom of expression and association.
- Access to independent information.
- The ability to run for office and participate in political organizations.
Liberty thrives in democracy. Far from being a threat, political equality and democratic institutions are necessary for the existence and flourishing of fundamental rights and liberties. History shows that as democracies mature, these rights become more deeply rooted, and the likelihood of democratic collapse into authoritarianism diminishes significantly.
7. Amending the written Constitution to address its undemocratic features faces nearly insurmountable barriers.
“No State, without its Consent,” Article V of the Constitution concludes, “shall be deprived of its equal Suffrage in the Senate.”
Fixed structural elements. Realistically, several core structural elements of the American constitutional system are unlikely to change in the foreseeable future. These include:
- Federalism: The states will remain fundamental units with significant powers.
- Presidentialism: The deeply ingrained nature of the presidency makes a shift to a parliamentary system highly improbable.
- Unequal Senate representation: The Article V clause protecting equal state suffrage in the Senate creates an "impregnable" barrier to any amendment that would reduce this extreme inequality.
Minority veto power. The amendment process, requiring supermajorities in Congress and ratification by three-fourths of states, grants a powerful veto to small geographical minorities. For example:
- 34 senators from the 17 smallest states (7.28% of the US population) can block a constitutional amendment.
- 13 state legislatures from the smallest states (3.87% of the US population) can block ratification.
- A law could theoretically pass the Senate with 51 senators representing only 17.92% of the US population.
Consequences of inequality. This entrenched inequality is not merely theoretical; it has practical consequences, such as disproportionate federal expenditures favoring smaller states. It also allows privileged minorities to block policies, as seen in historical instances like the Southern states' veto over civil rights legislation.
Pessimism about major reform. Given these formidable constitutional and political obstacles, the prospects for significantly democratizing the written Constitution, particularly regarding Senate representation or the Electoral College, are "measured pessimism." The system's hybrid nature, neither fully consensual nor majoritarian, further complicates efforts to improve its democratic functioning.
8. Democratizing the unwritten Constitution, particularly through electoral reform, offers a realistic path to greater political equality.
Changes that would make our written constitution more democratic may not be politically feasible. But we could make changes in our unwritten constitution much more readily.
Unwritten constitutional elements. Beyond the formal document, the "unwritten constitution" comprises traditional political practices, institutions, and procedures that shape American governance. While formal amendments are difficult, altering these unwritten elements presents a more feasible avenue for democratic reform.
Deficiencies of winner-take-all: The current winner-take-all electoral system, a key part of the unwritten constitution, has significant democratic shortcomings:
- Candidates often win without a popular majority.
- It reduces voter incentives in "safe" districts and alienates unrepresented citizens.
- It encourages partisan gerrymandering, leading to uncompetitive districts (e.g., 9 out of 10 House races were safe in 2002).
- It creates more "losers" compared to proportional systems, potentially reducing satisfaction with democracy.
Feasible electoral alternatives: Other advanced democracies offer models for more democratic electoral systems that could be adopted without constitutional amendment:
- Runoff elections: (e.g., France) Ensures a majority winner by holding a second round between the top two candidates.
- Preferential voting (Instant Runoff): (e.g., Australia, Ireland) Voters rank candidates, and votes are reallocated until one candidate achieves a majority, avoiding a second election.
- Proportional Representation (PR): (e.g., most advanced democracies) Ensures legislative seats closely match a party's percentage of votes.
- Mixed-Member Proportional (MMP): (e.g., Germany, New Zealand) Combines single-member district elections with a compensatory PR list to achieve overall proportionality.
Beyond electoral systems. States and municipalities can serve as "laboratories of democracy" for testing reforms. Beyond electoral mechanics, addressing vast inequalities in political resources, such as through campaign finance reform, is crucial for fostering greater political equality and enabling citizens to effectively exercise their democratic rights.
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Review Summary
How Democratic Is the American Constitution? receives mixed reviews averaging 3.69/5 stars. Readers appreciate Dahl's accessible critique of undemocratic features like the Senate and Electoral College, which distort vote value between states. Many praise it as essential reading for understanding constitutional flaws. Critics note the book lacks depth, omits counterarguments about national popular vote inefficiencies, and inadequately addresses Supreme Court accountability. Some find arguments obvious or overly brief. Most agree Dahl effectively challenges the myth of American constitutional perfection, though reviewers debate whether his reform proposals are realistic or desirable.
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