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Energy and Civilization

Energy and Civilization

A History
by Vaclav Smil 2017 552 pages
4.09
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Key Takeaways

1. Energy: The Universal Currency of Civilization

Energy is the only universal currency: one of its many forms must be transformed to get anything done.

Fundamental reality. All natural processes and human actions are, at their core, transformations of energy. From galactic rotations to cellular metabolism, energy conversion is indispensable. For humans, this quest for controlling greater energy flows has driven both prehistoric evolution and the course of history, leading to larger populations, complex societies, and improved quality of life.

Defining energy. While difficult to precisely define, energy manifests in countless forms (gravitational, radiant, chemical, thermal, kinetic) linked by conversions. The first law of thermodynamics states energy is conserved, but the second law highlights its inexorable degradation into less useful forms (entropy). Understanding these flows and transformations, codified largely in the 19th century, is crucial.

Measuring progress. Key metrics like energy density (energy per unit mass) and power density (energy per unit area) reveal critical constraints and achievements. For instance, low power density of biomass limited traditional city sizes, while high energy density of fossil fuels enabled modern urban growth. Efficiency of conversion and energy return on investment (EROI) are also vital for assessing energy systems.

2. From Foraging to Farming: Early Human Energy Mastery

The earliest date for a well-attested use of controlled fire has been receding: Goudsblom (1992) put it at about 250,000 years ago; and a dozen years later Goren-Inbar and co-workers (2004) pushed it as far back as 790,000 years ago, while the fossil record suggests that the consumption of some cooked food took place as early as 1.9 million years ago.

Evolutionary leaps. Human evolution, starting with bipedalism around seven million years ago, was fundamentally shaped by energy needs. Upright walking freed hands for toolmaking (dating back 3.3 million years), which in turn facilitated food acquisition and processing. Larger brains, metabolically expensive, were supported by higher-quality, energy-dense diets, including meat, partly offset by a reduced digestive tract.

Foraging strategies. Early hominins were omnivorous, relying on muscle power for gathering, scavenging, and hunting. Population densities were low, typically less than one person per square kilometer, and varied greatly with habitat and skill. Hunting large, fatty animals offered high energy returns, while tropical forests often proved energetically unrewarding.

  • Tools: Simple hammerstones, choppers, flakes (Oldowan, Acheulean)
  • Fire: Provided warmth, protection, and enabled cooking, expanding dietary options and leading to physical and behavioral changes.
  • Hunting: Communal hunting of megafauna (mammoths, bison) provided large, storable food caches.

Agriculture's dawn. The transition to farming, beginning around 11,500 years ago, was a complex response to population growth and environmental stress. While often requiring higher human energy input than foraging, it supported greater population densities and a more reliable food supply. This shift from mobile foraging to sedentary cultivation marked a profound change in human energy management.

3. Traditional Agriculture: Intensification through Animate Power

The availability of nitrogen, the key plant macronutrient, is perhaps the most important example of this effect, and the rotation of nitrogen-fixing leguminous crops with cereals and tubers increased overall food output while also bringing important agroecosystemic benefits.

Yielding more from land. Traditional farming, powered by solar energy and animate muscles, evolved as a continuous effort to increase land productivity to feed growing populations. This intensification, though often reluctant due to increased labor, involved several key advances:

  • Animal Draft: Replacing human labor with oxen and horses for plowing, threshing, and transport.
  • Irrigation: Managing water supply through canals, wells, and lifting devices.
  • Fertilization: Recycling organic wastes (manure, night soil) and using nitrogen-fixing legumes.
  • Crop Diversity: Multicropping and rotations to enhance soil fertility and reduce risks.

Labor and efficiency. While animal power significantly boosted labor productivity (e.g., plowing a hectare in 30 hours with oxen versus 100-200 hours by hoe), it also required land for animal feed. Early 19th-century Dutch farming achieved impressive net energy returns (over 160-fold for wheat) through intensive methods, far surpassing Roman or medieval yields. However, human labor remained central, especially in rice-growing Asia, where meticulous cultivation absorbed vast amounts of manual effort.

Limits and challenges. Despite advances, traditional agriculture faced inherent limits. Yields stagnated for long periods, and food supply rarely exceeded basic subsistence, leading to chronic malnutrition and recurrent famines. The energy cost of intensification, particularly for animal feed and waste management, often pushed societies to their ecological and labor limits, making them vulnerable to natural disasters.

4. Pre-Industrial Innovation: Harnessing Water, Wind, and Biomass

Waterwheels were the most efficient traditional energy converters. Their efficiencies were superior even when compared to the best steam engines, whose operation converted less than 2% of coal into useful power by 1780, and usually no more than 15% even by the end of the nineteenth century.

Beyond muscle power. While human and animal muscles remained dominant, pre-industrial societies developed inanimate prime movers: waterwheels and windmills. Water mills, first documented in the 1st century BCE, became widespread in Europe by the 11th century, primarily for grain milling. Windmills, appearing later (9th century in Persia, 12th century in Europe), were crucial in flat, windy regions for drainage and grinding.

Increasing power. Early waterwheels delivered a few hundred watts, but by the 19th century, large overshot wheels like the Lady Isabella (Isle of Man) could generate over 400 kW, equivalent to nearly 600 horses. Windmills also grew in capacity, from a few kilowatts to over 10 kW for large tower mills. These machines, though limited by location and intermittency, provided unprecedented continuous power for:

  • Milling: Grain, oilseeds, spices.
  • Industrial tasks: Fulling cloth, crushing ore, sawing wood, pumping water from mines.
  • Drainage: Especially in the Netherlands, reclaiming polders.

Biomass fuels. Wood, charcoal, crop residues, and dried dung were the primary heat sources for millennia. Charcoal, a smokeless fuel with high energy density (comparable to coal), was vital for metallurgy and indoor heating, but its production was highly inefficient (60% energy loss from wood). Deforestation was a common consequence, forcing societies to adapt by using lower-quality fuels like dung.

5. The Fossil Fuel Revolution: Steam Power and Industrial Transformation

Watt’s improved steam engine was an almost instant commercial success, and it was easy to see its eventual impact beyond coal mining, in manufacturing and transportation.

A new energy era. The 18th century marked a pivotal shift from renewable biomass to non-renewable fossil fuels, primarily coal. England, facing severe wood shortages, pioneered this transition, with coal surpassing wood as the dominant fuel by the mid-17th century. This shift was enabled by innovations in mining, transport, and combustion, including the crucial development of metallurgical coke.

The steam engine's rise. Thomas Newcomen's atmospheric engine (1712) and James Watt's improved design with a separate condenser (1769) transformed coal's chemical energy into mechanical work. Watt's engines, initially for mine pumping, offered unprecedented power (up to 100 kW by 1800) and locational flexibility, driving:

  • Factories: Powering belt drives for machinery.
  • Transportation: Steamships (early 19th century) and railways (from 1830s) revolutionized travel and freight.
  • Metallurgy: Coke-fueled blast furnaces enabled massive increases in iron and steel production.

Oil and internal combustion. The late 19th century saw the emergence of crude oil and natural gas. Edwin Drake's 1859 well in Pennsylvania is often cited as the start of the modern oil era, though Russian efforts in Baku predated it. The invention of the internal combustion engine by Daimler and Benz (1880s) created a massive new market for gasoline, leading to the first automobiles and, by 1903, powered flight by the Wright brothers. Diesel's engine (1892) offered higher efficiency and cheaper fuel, eventually dominating heavy transport.

6. Electrification and Internal Combustion: Reshaping Modern Life

Edison succeeded because he realized that the race is not just to have the first reliable light bulb but to put an entire practical commercial system of electric lighting in place—and that included reliable electricity generation, transmission, and metering.

The age of electricity. Michael Faraday's discovery of electromagnetic induction (1831) laid the groundwork for electricity generation. Thomas Edison, with his durable carbon filament lamp (1879) and the first central power station (Pearl Street, 1882), created a complete commercial system for electric lighting. However, the widespread adoption of electricity required further innovations:

  • Steam Turbines: Charles Parsons's 1884 invention offered a more efficient, lighter, and powerful alternative to steam engines for electricity generation.
  • Transformers: William Stanley's 1885 design enabled efficient high-voltage AC transmission over long distances.
  • AC Motors: Nikola Tesla's polyphase induction motor (1888) made AC the standard for industrial power.

Nuclear and renewables. Nuclear fission, harnessed for electricity since 1956, promised "energy too cheap to meter" but faced challenges in cost, safety, and waste disposal, limiting its global expansion. Renewable electricity sources like hydroelectricity (large-scale from 1930s), wind turbines, and photovoltaic cells have seen rapid growth, especially since the late 20th century, but their intermittency and integration into existing grids remain significant hurdles.

Engine evolution. Internal combustion engines continued to evolve, becoming lighter, more powerful, and more efficient. Gasoline engines dominated passenger cars, while diesel engines became indispensable for trucks, trains, and ships. Gas turbines revolutionized aviation, enabling mass air travel and supersonic flight. These prime movers, fueled by refined hydrocarbons, transformed mobility and industrial processes globally.

7. Unprecedented Power: Scale and Efficiency of Modern Energy Use

While the total supply of all fossil energies was up 14-fold during the twentieth century, the steady progress of efficiencies supplied more than 30 times as much useful energy as was available in 1900.

Explosive growth. The 20th century witnessed an exponential surge in global energy consumption, with fossil fuel extraction increasing 14-fold. This was amplified by a dramatic rise in energy conversion efficiencies, from less than 20% in 1900 to over 50% by 2015. This meant a 30-fold increase in useful energy delivered, far outstripping population growth.

Power concentration. Modern prime movers offer unparalleled power. From human labor (100W) to draft animals (300-400W) in antiquity, maximum capacities rose to:

  • Waterwheels: 5 kW (1st millennium CE)
  • Steam engines: 100 kW (1800) to 3 MW (1900)
  • Water turbines: 10 MW (mid-19th century)
  • Steam turbines: Over 1 GW (post-1960)
  • Jet engines: Hundreds of megawatts.

Efficiency gains. This growth was coupled with declining mass/power ratios (e.g., steam engines from 600-700 g/W to 60 g/W by 1900; jet engines to 0.06-0.07 g/W) and improved conversion efficiencies across all sectors. Lighting, for instance, saw an 11,000-fold increase in luminous efficacy from 1750 to 2000. These advancements made energy services cheaper and more accessible.

8. Global Transformation: Energy's Impact on Society and Economy

The mechanization of mass factory production energized by fossil fuels and electricity has enabled the mass production of common goods, bringing their greater variety and improved quality at affordable prices.

Agricultural revolution. Fossil fuels and electricity transformed farming, displacing draft animals and reducing agricultural labor to a fraction of the workforce. Energy subsidies (fertilizers, irrigation, machinery) led to a sixfold increase in global food output, providing adequate nutrition for a rapidly growing population, albeit with significant waste in affluent nations.

Industrial and urban growth. Electrification revolutionized manufacturing, replacing belt drives with individual electric motors, enabling assembly lines, and fostering new industries (metals, plastics, electronics). This industrialization fueled unprecedented urbanization, with cities becoming centers of innovation and consuming concentrated energy flows.

  • Metals: Steel production soared from 30 Mt in 1900 to 1.65 Gt in 2015, driven by efficient blast furnaces and steelmaking processes.
  • Electronics: Microprocessors, following Moore's Law, became ubiquitous, powering everything from industrial controls to personal devices.

Transportation and communication. Modern energy systems enabled vastly faster, more reliable, and capacious transport (high-speed trains, supertankers, jetliners) and instant global communication (telegraph, telephone, internet, mobile phones). These advancements fostered international trade, mass tourism, and global interconnectedness, shrinking distances and redefining human interaction.

9. Uneven Progress: Disparities and Environmental Costs

In 2015 the richest 10% of humanity (living in 25 nations) claimed about 35% of the world’s energy. In personal terms, this meant that a week’s worth of per capita energy use in the United States is equivalent to the total annual primary energy consumption of an average Nigerian and two years of the annual energy supply for an average Ugandan.

The energy gap. Despite global progress, energy consumption remains highly skewed. A small fraction of the world's population in affluent nations consumes a disproportionately large share of fossil fuels and electricity. This vast disparity contributes to persistent economic inequalities and political instability.

Quality of life vs. energy use. While a moderate energy input (40-50 GJ/capita/year) is essential for basic necessities and a decent quality of life (low infant mortality, high life expectancy, good education), further increases in energy consumption yield diminishing returns. Beyond 100-120 GJ/capita, additional energy use often goes into discretionary consumption (larger homes, multiple vehicles, frequent travel) with little impact on fundamental well-being.

Environmental degradation. The massive scale of fossil fuel extraction and combustion has led to widespread environmental problems:

  • Air pollution: Particulate matter, SOx, NOx (though controlled in affluent nations, still severe in industrializing ones).
  • Water pollution: Oil spills, acid mine drainage.
  • Land use change: Surface mining, dams, infrastructure.
  • Climate change: Exponential rise in CO2 emissions, leading to global warming, ocean acidification, and sea-level rise.

Political implications. Energy resources and their control have profound political consequences, from OPEC's influence on global oil prices to the energy-driven economic growth of nations like China. The development of high-energy weapons, culminating in nuclear arsenals, has introduced unprecedented destructive power, raising concerns about global security.

10. Beyond Energy Determinism: Choices and Future Challenges

Energy conversion is always necessary to get anything accomplished, but none of the extrasomatic conversions initiated and controlled by people is predestined, and only a few of them arise simply from chaos or accident.

Limits of explanation. While energy is fundamental, it does not solely determine the aspirations, cultural achievements, or societal outcomes. Historical examples show no direct correlation between energy levels and moral, intellectual, or aesthetic progress. The rise of democracy, artistic flourishing, or philosophical insights occurred across diverse energy eras and consumption levels.

Human agency. Societies make choices about how to use their energy surpluses. The contrast between China's Ming fleets (abandoned due to central decree) and European maritime expansion (driven by diverse aspirations) highlights the role of cultural, political, and economic factors. Similarly, the differing energy efficiencies of nations like Japan and Russia demonstrate that resource endowment does not dictate efficiency or quality of life.

Future uncertainties. Modern civilization faces a critical juncture. The current high-energy system, reliant on finite fossil fuels, is unsustainable due to environmental impacts. A transition to renewable energy is imperative but challenging, requiring:

  • Massive scale: Capturing, converting, and storing renewables on orders of magnitude higher than current levels.
  • Resource replacement: Finding alternatives for fossil fuels as feedstocks for essential materials (ammonia, plastics, metallurgical coke).
  • Behavioral change: Moving towards more rational, less wasteful consumption patterns, especially in affluent societies.

The path forward. The future is not predestined. While energy flows impose fundamental limits, human ingenuity and commitment to change can shape a sustainable high-energy civilization. This requires a shift from maximizing power outputs to optimizing energy use for genuine well-being, potentially decoupling social status from material consumption, and fostering unprecedented global cooperation to navigate the complex challenges ahead.

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Review Summary

4.09 out of 5
Average of 4.0K ratings from Goodreads and Amazon.

Energy and Civilization by Vaclav Smil receives mostly positive reviews (4.09/5) for its comprehensive, data-driven examination of energy's role throughout human history. Readers praise its thorough research and unique perspective, noting how energy transitions shaped civilization from prehistoric foraging to fossil fuel dependence. However, many find it densely written with overwhelming statistics, better suited as a reference text than casual reading. The book's greatest strength—exhaustive detail and quantitative analysis—also proves its weakness, with some reviewers struggling through tedious sections. Most agree it offers invaluable insights despite challenging readability, particularly regarding future energy transitions.

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About the Author

Vaclav Smil is a Czech-Canadian scientist and policy analyst renowned for his interdisciplinary work on energy, environment, and global systems. After earning his Ph.D. in geography from Pennsylvania State University, he joined the University of Manitoba in 1972, where he built a distinguished career. Smil's data-driven analyses emphasize that energy transitions occur gradually, not rapidly, and he remains skeptical of quick shifts to renewables given fossil fuels' entrenchment in critical industries. He advocates for reduced consumption rather than indefinite growth. A Fellow of the Royal Society of Canada and Member of the Order of Canada, Smil's rigorous scholarship has earned widespread admiration, including from Bill Gates.

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